-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N3lr+a3qCUDjBSE4EPnW8Gcc5cqhcw43V1ScgyNeCXWnIccM8PFQ5KaeyPQmP8hf PFtbevHX+Zb1Wscyr07P0A== 0000891618-00-002282.txt : 20000425 0000891618-00-002282.hdr.sgml : 20000425 ACCESSION NUMBER: 0000891618-00-002282 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000424 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PACKETEER INC CENTRAL INDEX KEY: 0001011344 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 770420107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-57967 FILM NUMBER: 607120 BUSINESS ADDRESS: STREET 1: 10495 NORTH DE ANZA BLVD CITY: CUPERTINO STATE: CA ZIP: 95014-2028 BUSINESS PHONE: 4088734400 MAIL ADDRESS: STREET 1: 10495 N. DE ANZA BLVD CITY: CUPERTINO STATE: CA ZIP: 95014-2028 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PACKETEER INC CENTRAL INDEX KEY: 0001011344 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 770420107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 10495 NORTH DE ANZA BLVD CITY: CUPERTINO STATE: CA ZIP: 95014-2028 BUSINESS PHONE: 4088734400 MAIL ADDRESS: STREET 1: 10495 N. DE ANZA BLVD CITY: CUPERTINO STATE: CA ZIP: 95014-2028 SC 13G/A 1 SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G(a) (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) ()* PACKETEER, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 695210 10 4 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 6 Pages 2 - --------------------------------------- ------------------------- CUSIP NO. 695210 10 4 13 G Page 2 of 6 Pages - --------------------------------------- ------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Brett Galloway Tax ID Number: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* NOT APPLICABLE (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 2,271,850 (See Item 4) BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------------------------------------------------------- 6 SHARED VOTING POWER 0 - -------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 2,271,850 (See Item 4) - -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,271,850 (See Item 4) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 3 Page 3 of 6 Pages ITEM 1(a). NAME OF ISSUER: Packeteer, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 10495 N. De Anza Boulevard Cupertino, CA 95014 ITEM 2(a). NAME OF PERSON FILING: Brett Galloway ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: Brett Galloway c/o Packeteer, Inc. 10495 N. De Anza Boulevard Cupertino, CA 95014 ITEM 2(c) CITIZENSHIP: USA ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e). CUSIP NUMBER: Not Applicable ITEM 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: Not Applicable 4 Page 4 of 6 Pages ITEM 4. OWNERSHIP: The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 1999: (a) Amount beneficially owned: 2,271,850* (b) Percent of Class: 9.0% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 2,271,850* (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 2,271,850* (iv) Shared power to dispose or to direct the disposition of: 0 *Includes 62,500 shares of Common Stock issuable upon exercise of immediately exercisable options. Mr. Galloway is Vice President Engineering, Chief Operating Officer and Director of Packeteer, Inc. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable 5 Page 5 of 6 Pages ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not applicable ITEM 10. CERTIFICATION: Not applicable 6 Page 6 of 6 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 19, 2000 /s/ BRETT GALLOWAY -------------------------------------- Brett Galloway Vice President Engineering, Chief Operating Officer and Director -----END PRIVACY-ENHANCED MESSAGE-----